Paul J. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Jay Greenberg, who also goes by Paul J Greenberg, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2002. Paul had worked at 6 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2013 - November 8, 2017
RUANE, CUNNIFF & GOLDFARB LLC
February 10, 2010 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
February 10, 2010 - December 13, 2012
BLACKROCK EXECUTION SERVICES
August 13, 2008 - December 12, 2012
BLACKROCK CAPITAL MARKETS, LLC
October 4, 2006 - January 29, 2007
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
March 11, 2005 - September 29, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
April 19, 2002 - December 12, 2012
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RUANE, CUNNIFF & GOLDFARB LLC
CRD#: 130062 / SEC#: , 8-14702
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
