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Patrick M. Schussman

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CRD#: 2460321
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patrick Marion Schussman, AIF®, CIMA® was a registered financial professional .

Patrick is a previously registered financial professional and started their career in finance in 1998. Patrick had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ARISTOTLE CAPITAL MANAGEMENT, LLC; LOS ANGELES CA; INVESTMENT RELATED; MANAGING DIRECTOR, HEAD OF ADVISORY DISTRIBUTION; STARTED 9/15/14; 220 HOURS PER MONTH DEVOTED TO BUSINESS WITH HALF DURING TRADING HOURS. 2. CM House Sicily - Rental Property; Non-Investment; Costa Mesa, CA; Landlord; Rental Property; Start 11/15/2022; 1 Hour per month and 0 during trading hours 3. CM Rental Property - Sandpiper; Costa Mesa, CA; Investment Related - No; Started 01/2023; Real Estate; Landlord; 1 hour per month with 0 hours during securities trading hours. 4) Newport House; Non Investment Related; Newport Beach, CA; Rental Property; Owner; Start Date 9/22; 2 hours per month, 0 during trading hours; rental income 5) Innovation Management Group; Non Investment Related; Paso Robles, CA; Software Company; Board of Directors; Start Date 8/2016; 2 hours per month, 0 during trading hours; Meetings twice a year to review company strategy

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CIMA®

Certified Investment Management Analyst

Experience

Past

October 16, 2023 - August 29, 2024

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Los Angeles, CA
Past

July 8, 2015 - October 17, 2024

ARISTOTLE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109876
LOS ANGELES, CA
Past

October 17, 2014 - October 24, 2023

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
LOS ANGELES, CA
Past

June 1, 2009 - September 25, 2014

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

June 1, 2009 - September 25, 2014

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA
Past

April 27, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
WILMINGTON, DE
Past

January 9, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 28, 1998 - September 1, 2000

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/1998
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/26/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/1998
General Securities Principal Examination

Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

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