Allen W. Carr

VANTUS WEALTH

LANCASTER, PA 17603

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CRD#: 2460291

Professional summary

Allen Wesley Carr JR, who also goes by A. Wesley Carr Jr., Allen Wesley Carr, Wes Carr, is a registered financial advisor currently at VANTUS WEALTH located in Lancaster, Pennsylvania.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Allen has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A. Wesley Carr Jr. | Allen Wesley Carr | Wes Carr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INDEPENDENT INSURANGE AGENT -STARTING 8/2025, INVESTMENT RELATED: YES, MINIMAL HOURS SPENT DURING TRADING, FEWER THAN 5 HOURS TOTAL SPENT PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Wesley Carr JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

VANTUS WEALTH

Office #1: 415 North Prince Street, Lancaster, PA 17603

RIA

CRD#: 337216

LANCASTER, PA

Past

March 5, 2010 - August 5, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LANCASTER, PA

Past

June 10, 2002 - November 6, 2008

LIBERTY FINANCIAL STRATEGIES, LLC

RIA

CRD#: 118759

LANCASTER, PA

Past

May 14, 1997 - November 17, 2008

WIENKEN & ASSOCIATES, LTD.

RIA

CRD#: 115688

LANCASTER, PA

Past

April 8, 1994 - August 5, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

LANCASTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/1994

General Securities Representative Examination

Current Firm

VANTUS WEALTH

ROY INVESTMENT ADVISORS | VANTUS WEALTH LLC | VANTUS WEALTH | ROY INVESTMENT ADVISORS, LLC

CRD#: 337216 / SEC#: 801-133832

RIA

Registered Investment Advisory firm - (7/31/2025 120-Day Approval)

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Contact information

Main Address

415 North Prince Street, Lancaster, PA 17603

Mailing Address

Phone number

(844) 682-6887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANTUS WEALTH FORM ADV PART 2A 8-11-2025 (8/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Allen W. Carr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Wesley Carr JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTUS WEALTH

MML INVESTORS SERVICES, LLC

LIBERTY FINANCIAL STRATEGIES, LLC

WIENKEN & ASSOCIATES, LTD.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/1997

Series 63

Date: 3/7/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/28/1994

Current Firm

VANTUS WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

VANTUS WEALTH

TRUST BUT VERIFY

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