Lourdes R. Abadin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lourdes Reyes Abadin, who also goes by Lourdes Reyes, was a registered financial professional .
Lourdes is a previously registered financial professional and started their career in finance in 1996. Lourdes had worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2024 - February 6, 2026
TRB CAPITAL MARKETS, LLC
July 21, 2005 - September 30, 2024
ESTRADA HINOJOSA & COMPANY, INC.
October 22, 1999 - January 14, 2002
RBC CAPITAL MARKETS, LLC
December 21, 1998 - June 9, 1999
JACKSON SECURITIES LLC
December 2, 1998 - January 12, 1999
PFS INVESTMENTS INC.
June 5, 1997 - November 18, 1997
DOUGLAS JAMES SECURITIES, INC.
October 18, 1996 - February 10, 1998
GRIGSBY & ASSOCIATES, INC.
April 4, 1996 - May 9, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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