Walter L. Hill
Professional summary
Walter Louis Hill is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Germantown, Tennessee.
Walter is registered as a RR (Registered Representative) and started their career in finance in 1970. Walter has worked at 3 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Louis Hill's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 1988 - Present
CARTY, HARDING & HEARN, INC.
Office #2: 6263 Poplar Avenue Suite 800, Memphis, TN 38119March 5, 1980 - August 29, 1988
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
October 29, 1970 - December 26, 1985
CONSECO FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2008)
(11/28/2000)
(8/15/2008)
(9/16/2011)
(7/12/2011)
(2/11/2011)
(3/6/2009)
(7/29/2011)
(9/29/2009)
(4/23/2015)
(9/30/2008)
(8/18/2008)
(4/23/2015)
(10/27/1988)
(4/15/2011)
(6/14/2011)
(3/1/2011)
(1/19/2010)
(7/6/2010)
(7/3/2024)
(9/16/1988)
(8/8/2008)
(2/15/2011)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 10/23/1970
Registered Representative ExaminationFINRA
Current Firm
CARTY, HARDING & HEARN, INC.
CRD#: 7001 / SEC#: , 8-19082
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 19 |
Red Flags
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