Dexter V. Perry

ONE PROVIDENCE CAPITAL

Apex, NC

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CRD#: 2460027

Professional summary

Dexter Vincent Perry, CFP® is a registered financial advisor currently at ONE PROVIDENCE CAPITAL, LLC located in Apex, North Carolina.

Dexter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Dexter has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE PROVIDENCE GROUP OF NC, LLC MANAGING PRINCIPAL 111 LYNDENBURY DRIVE APEX, NC 27502-9615 START: 03/09/2005 LIFE/HEALTH INSURANCE LICENSE (NON-INVESTMENT RELATED) INDIVIDUAL LIFE/DISABILITY/FIXED ANNUITIES (NON-VARIABLE/NON-INVESTMENT RELATED) APPROXIMATELY 30 HOURS A MONTH. 7 HOURS A MONTH DURING TRADING HOURS DUTIES: INDIVIDUAL LIFE/HEALTH INSURANCE AGENT FOR FIXED PRODUCTS (NON-INVESTMENT RELATED) FIRST BANK & FIRST BANCORP, INC. DIRECTOR 300 SW BROAD STREET SOUTHERN PINES, NORTH CAROLINA 28387 START: 07/2021 SUBSIDIARY & HOLDING COMPANY -(NOT-INVESTMENT RELATED) (NOT AFFILIATED WITH ONE PROVIDENCE CAPITAL, LLC OR THE PROVIDENCE GROUP OF NC, LLC) CONSUMER BANKING/LOANS & DEPOSITS APPROXIMATELY 7 HOURS A MONTH. 2.5 HOURS A MONTH DURING TRADING HOURS DUTIES: MONITOR & GOVERN POLICES OF BANK OPERATIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dexter Vincent Perry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 29, 2006 - Present

ONE PROVIDENCE CAPITAL, LLC

RIA

CRD#: 138508

Apex, NC

Past

November 29, 2006 - December 31, 2010

ONE PROVIDENCE CAPITAL, LLC

RIA

CRD#: 138508

CARY, NC

Past

September 22, 2005 - November 28, 2006

A&B ADVISORS

RIA

CRD#: 114598

CARY, NC

Past

March 24, 1994 - March 27, 1998

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/22/2020)

IAR

North Carolina
(11/29/2006)

IAR

Virginia
(2/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/23/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ONE PROVIDENCE CAPITAL, LLC

ONE PROVIDENCE CAPITAL | ONE PROVIDENCE CAPITAL, LLC

CRD#: 138508 / SEC#:

Maryland

Registered Investment Advisory firm - (5/22/2020 Approved)

North Carolina

Registered Investment Advisory firm - (7/20/2006 Approved)

Virginia

Registered Investment Advisory firm - (12/31/2010 Approved)

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Contact information

Main Address

Apex, NC

Mailing Address

Phone number

(919) 858-7817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 19,804,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dexter V. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dexter Vincent Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE PROVIDENCE CAPITAL, LLC

ONE PROVIDENCE CAPITAL, LLC

A&B ADVISORS

FIRST UNION BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2005

Series 63

Date: 3/25/1994

Series 6

Date: 3/23/1994

Current Firm

ONE PROVIDENCE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONE PROVIDENCE CAPITAL, LLC

TRUST BUT VERIFY

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