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Peter Colburn Vaky

CRD# 2459958·Registered 1994 - 2014
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Colburn Vaky was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1994 - 2014. Peter had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

FIG PARTNERS, LLC·CRD# 41554
BD
Atlanta, GA
December 11, 2012 - December 10, 2014
FOCUS SECURITIES LLC·CRD# 150589
BD
Atlanta, GA
November 4, 2010 - October 11, 2012
TRUIST SECURITIES, INC.·CRD# 6271
BD
Tampa, FL
December 9, 1999 - August 18, 2006
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 10, 1994 - August 31, 1995

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Current Firm

FP
FIG PARTNERS, LLC

BROWN BURKE SECURITIES, INC. | FIG PARTNERS, LLC | FIG ASSET MANAGEMENT LLC | FCA SECURITIES, INC. | BURKE SECURITIES, LLC | BROWN, BURKE SECURITIES, LLC. | BROWN, BURKE SECURITIES, INC. | BROWN, BURKE CAPITAL PARTNERS, INC.

CRD#: 41554 / SEC#: 801-79712, 8-49517
BD
Terminated by SEC on 01/25/2020

Contact Information

Main Address

1475 Peachtree St Ne Suite 800, Atlanta, GA 30309

Established

Georgia since 04/22/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JANNEY MONTGOMERY SCOTT LLCSOLE STOCKHOLDER463
HODGSON, GEOFFREY MARTINMANAGING MEMBER2563404
JONES, LAUREN BARTLETTCHIEF COMPLIANCE OFFICER FINOP CFO1328072

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Nov 2010About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2006About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2005About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Dec 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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