Jeffrey A. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Andrew Lang, CFP®, who also goes by Jeffrey A Lang, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2016 - June 26, 2017
DYNASTY WEALTH MANAGEMENT, LLC
April 4, 2016 - June 26, 2017
DYNASTY SECURITIES, LLC
August 27, 2013 - September 11, 2015
EAGLE STRATEGIES LLC
July 23, 2013 - September 11, 2015
NYLIFE SECURITIES LLC
July 7, 2010 - July 3, 2013
CITIGROUP GLOBAL MARKETS INC.
July 7, 2010 - July 3, 2013
CITIGROUP GLOBAL MARKETS INC.
June 30, 2003 - June 17, 2010
TD AMERITRADE, INC.
June 30, 2003 - June 17, 2010
TD AMERITRADE, INC.
August 6, 1998 - June 30, 2003
FIDELITY BROKERAGE SERVICES LLC
November 16, 1994 - July 29, 1998
LPL FINANCIAL LLC
March 28, 1994 - November 16, 1994
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
DYNASTY WEALTH MANAGEMENT, LLC
CRD#: 153377 / SEC#: 801-71301
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/16/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DYNASTY WEALTH MANAGEMENT, LLC
CRD#: 153377 / SEC#: 801-71301
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 20,147 |
| AUM (Assets Under Management) | $ 8,671,816,356 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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