Glennon A. Arnold
Professional summary
Glennon Anthony Arnold, who also goes by Glennon A Arnold, Tony Arnold, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Chesterfield, Missouri.
Glennon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Glennon has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glennon Anthony Arnold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Glennon Anthony Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 16100 Chesterfield Parkway W Suite 165, Chesterfield, MO 63017June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 16100 Chesterfield Parkway W Suite 165, Chesterfield, MO 63017September 18, 2020 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
September 18, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
December 11, 2014 - September 18, 2020
SSN ADVISORY, INC.
December 9, 2014 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
March 21, 2000 - December 22, 2014
SIGNATOR INVESTORS, INC.
March 1, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 1, 1994 - December 22, 2014
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Chesterfield, MO 63017TRUST BUT VERIFY
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