David Cohen
Professional summary
David Cohen is a registered financial advisor currently at STERLING FINANCIAL MANAGEMENT, INC. located in Morristown, New Jersey and OSAIC WEALTH, INC. located in Somerset, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2003 - Present
STERLING FINANCIAL MANAGEMENT, INC.
Office #1: 65 Madison Ave., Suite 333, Morristown, NJ 07960September 1, 2023 - Present
OSAIC WEALTH, INC.
October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
December 8, 1994 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 16, 1994 - December 8, 1994
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
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(1/10/2003)
(9/1/2023)
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(9/1/2023)
(9/1/2023)
Exams
FINRA
Current Firm
STERLING FINANCIAL MANAGEMENT, INC.
CRD#: 123268 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 7,105,454 |
Red Flags
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