Thomas W. Rash

VIAWEALTH

Long Lake, MN 55356

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CRD#: 2459665

Professional summary

Thomas Woodrow Rash III, who also goes by Tom Rash, Woody Rash, is a registered financial advisor currently at VIAWEALTH, LLC located in Long Lake, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Rash | Woody Rash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES UTILIZING ADVISORNET INSURANCE AS INSURANCE BROKER, 701 4TH AVE S, MPLS, MN 55415; INVESTMENT RELATED: YES; POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE; BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND MEDICARE SUPPLEMENT; 10 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Woodrow Rash III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2022 - Present

VIAWEALTH, LLC

Office #1: 1850 W Wayzata Blvd Suite 230, Long Lake, MN 55356

RIA

CRD#: 309043

Long Lake, MN

Past

January 30, 2014 - November 11, 2022

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Long Lake, MN

Past

September 15, 1994 - April 17, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIAWEALTH, LLC

BRIGHTLINE GROUP | VIRTIX INVESTMENT ADVISORS, LLC | VIAWEALTH, LLC | BRIGHTLINE GROUP, A VIAWEALTH COMPANY

CRD#: 309043 / SEC#: 801-118904

RIA

Registered Investment Advisory firm - (6/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/6/2022)

IAR

Minnesota
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/17/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/14/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/8/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/28/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

VIAWEALTH, LLC

BRIGHTLINE GROUP | VIRTIX INVESTMENT ADVISORS, LLC | VIAWEALTH, LLC | BRIGHTLINE GROUP, A VIAWEALTH COMPANY

CRD#: 309043 / SEC#: 801-118904

RIA

Registered Investment Advisory firm - (6/11/2020 Approved)

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Contact information

Main Address

8700 State Line Rd Suite 325, Leawood, KS 66206

Mailing Address

Phone number

(844) 484-7849

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIAWEALTH, LLC - ADV PART 2 (5/12/2025)

Regulatory assets under management

Total Number of Accounts	338
AUM (Assets Under Management)	$ 241,457,286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Rash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Woodrow Rash III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VIAWEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/1995

Series 63

Date: 11/21/1994

Series 31

Date: 7/17/2003

Series 7

Date: 9/14/1994

Series 10

Date: 8/8/2000

Series 9

Date: 7/28/2000

Current Firm

VIAWEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIAWEALTH, LLC

TRUST BUT VERIFY

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