Peleg Halpern

NORTH STAR WEALTH MANAGEMENT

Deerfield, IL

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CRD#: 2459654

Professional summary

Peleg Halpern is a registered financial advisor currently at NORTH STAR WEALTH MANAGEMENT located in Deerfield, Illinois.

Peleg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peleg has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peleg Halpern's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2023 - Present

NORTH STAR WEALTH MANAGEMENT

RIA

CRD#: 326664

Deerfield, IL

Past

October 27, 2010 - July 31, 2023

STRATEGIC PORTFOLIO MANAGERS

RIA

CRD#: 155286

NORTHFIELD, IL

Past

May 1, 2009 - October 20, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

NORTHBROOK, IL

Past

May 1, 2009 - October 20, 2010

NRP FINANCIAL, INC.

CRD#: 103717

NORTHBROOK, IL

Past

September 13, 2006 - May 1, 2009

VALLEY FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 105387

CHICAGO, IL

Past

September 13, 2006 - May 1, 2009

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

CHICAGO, IL

Past

June 18, 2001 - October 4, 2006

MESIROW FINANCIAL, INC.

RIA

CRD#: 2764

CHICAGO, IL

Past

December 4, 2000 - October 4, 2006

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

May 14, 1999 - December 5, 2000

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

July 3, 1996 - June 17, 1999

AJAX INVESTMENTS, LLC

CRD#: 31799

HIGHLAND PARK, IL

Past

December 12, 1995 - May 31, 1996

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Past

March 25, 1994 - October 18, 1995

AJAX INVESTMENTS, LLC

CRD#: 31799

HIGHLAND PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH STAR WEALTH MANAGEMENT

COMIMA LLC | NORTH STAR WEALTH MANAGEMENT

CRD#: 326664 / SEC#: 801-128018

RIA

Registered Investment Advisory firm - (5/23/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/25/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/7/1994

General Securities Representative Examination

Current Firm

NORTH STAR WEALTH MANAGEMENT

COMIMA LLC | NORTH STAR WEALTH MANAGEMENT

CRD#: 326664 / SEC#: 801-128018

RIA

Registered Investment Advisory firm - (5/23/2023 Approved)

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Contact information

Main Address

Deerfield, IL

Mailing Address

Phone number

(224) 342-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - COMIMA LLC DBA NORTH STAR WEALTH MANAGEMENT (1/29/2025)

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 152,799,544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peleg Halpern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peleg Halpern's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PORTFOLIO MANAGERS

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

VALLEY FINANCIAL MANAGEMENT, INC.

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

NATIONAL SECURITIES CORPORATION

AJAX INVESTMENTS, LLC

FORESTERS FINANCIAL SERVICES, INC.

AJAX INVESTMENTS, LLC

Primary Firm SEC Registration

NORTH STAR WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/25/2001

Series 63

Date: 3/21/1994

Series 7

Date: 3/7/1994

Current Firm

NORTH STAR WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH STAR WEALTH MANAGEMENT

TRUST BUT VERIFY

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