Judith M. Soderberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Mara Soderberg, who also goes by Judith Soderberg, Judith Mara Soderborg, Judith Mara Solomon, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1998. Judith had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2009 - January 2, 2015
GNV ADVISORS, LLC
April 26, 2006 - August 6, 2007
WILLIAM BLAIR
January 20, 2005 - December 12, 2005
NATIONAL SECURITIES CORPORATION
January 6, 2004 - January 14, 2005
AMERIPRISE ADVISOR SERVICES, INC.
August 4, 2003 - December 17, 2003
WINTRUST INVESTMENTS LLC
June 15, 1998 - August 5, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 30, 1998 - June 5, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
GNV ADVISORS, LLC
CRD#: 147286 / SEC#: , 8-67894
Contact information
Documents
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
