Sean C. Byrne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Charles Byrne, who also goes by Sean C Byrne, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1994. Sean had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2014 - April 24, 2015
LOOP CAPITAL MARKETS LLC
December 3, 2013 - July 17, 2014
CAPITAL GUARDIAN, LLC
March 8, 2013 - June 24, 2013
SANTANDER US CAPITAL MARKETS LLC
August 11, 2010 - March 8, 2013
PIERPONT CAPITAL ADVISORS LLC
July 15, 2009 - December 15, 2009
SEAPINE SECURITIES, LLC
March 12, 2002 - June 18, 2009
J.P. MORGAN SECURITIES LLC
October 28, 1999 - March 23, 2000
R.W.PRESSPRICH & CO.
September 1, 1998 - March 16, 1999
CITIGROUP GLOBAL MARKETS INC.
June 3, 1997 - September 1, 1998
SALOMON BROTHERS INC.
October 20, 1994 - November 29, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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