GR
Gregory A. Rutherford
THEPARTNERS WEALTH MANAGEMENT
CARMEL BY THE SEA, CA 93921
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CRD#: 2459249
GR
Professional summary
Gregory Allan Rutherford, CFP® is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Carmel By The Sea, California.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregory has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ELITE TAMP LLC dba ELITE PORTFOLIOS.12600 DEERFIELD PKWY #100, ALPHARETTA, GEORGIA, 30004-6130. INVESTMENT MODELS AND PORTFOLIOS FIRM. CHIEF COMPLIANCE OFFICER. START 09/2023. 5HR/WK. OWNER. 2. CAVALIER INVESTMENTS LLC dba ADAPTIVE INVESTMENTS. 12600 DEERFIELD PKWY #100, ALPHARETTA, GEORGIA, 30004-6130. INVESTMENT ADVISORY SERVICES. CHIEF COMPLIANCE OFFICER. START 01/2017. 30HR/WK. OWNER. 3. PURPLE MARLIN LLC. 26 Miramonte Rd. Carmel Valley, CA. 93924. START 03/2021. 0HR/WK. MANAGER 4. CAVALIER 16 INC. 12600 DEERFIELD PKWY #100, ALPHARETTA, GEORGIA, 30004-6130. 06/2016. 0HR/WK. OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Allan Rutherford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
November 9, 2023 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921RIA
CRD#: 314816
CARMEL BY THE SEA, CA
Past
July 11, 2011 - June 26, 2015
RISKX INVESTMENTS LLC
RIA
CRD#: 150084
OMAHA, NE
Past
February 28, 2006 - July 5, 2011
CETERA ADVISORS LLC
RIA
CRD#: 10299
OMAHA, NE
Past
February 16, 2006 - July 5, 2011
CETERA ADVISORS LLC
BD
CRD#: 10299
OMAHA, NE
Past
February 8, 2002 - October 13, 2004
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OMAHA, NE
Past
June 13, 2001 - February 9, 2006
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
February 17, 1998 - June 6, 2001
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
August 29, 1995 - January 28, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 8, 1994 - July 13, 1995
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Carmel By The Sea, CA 93921TRUST BUT VERIFY
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