Donald J. Katz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Jay Katz was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1994. Donald had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - July 2, 2013
CBG WEALTH MANAGEMENT
November 19, 2012 - July 16, 2013
IAA FINANCIAL LLC
December 4, 2007 - May 31, 2012
NFSG CORPORATION
February 8, 2007 - May 31, 2012
NEWBRIDGE SECURITIES CORPORATION
May 7, 2003 - February 26, 2007
CAPITAL GROWTH FINANCIAL, LLC
May 5, 2003 - February 26, 2007
CAPITAL GROWTH FINANCIAL, LLC
February 14, 2003 - May 27, 2003
SUMMIT FINANCIAL GROUP INC
February 10, 2003 - May 27, 2003
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 14, 1998 - January 2, 2001
JWGENESIS SECURITIES, INC.
March 14, 1994 - December 17, 1997
GLOBAL CAPITAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CBG WEALTH MANAGEMENT
CRD#: 162603 / SEC#:
Contact information
Red Flags
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