Jordan T. Barile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan T Barile, who also goes by Jordan Thomas Barile, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1997. Jordan had worked at 8 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 6, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2012 - August 2, 2021
BREAN CAPITAL, LLC
July 1, 2011 - November 5, 2012
PENSERRA SECURITIES, LLC
April 7, 2008 - July 1, 2011
SECUREVEST FINANCIAL GROUP
March 20, 2006 - April 2, 2008
STONE & YOUNGBERG LLC
September 27, 2005 - March 30, 2006
UBS FINANCIAL SERVICES INC.
April 22, 2002 - August 23, 2005
BROADPOINT DESCAP
March 8, 2001 - September 20, 2001
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
November 21, 1997 - February 27, 2001
BISYS SHELF B/D (1), INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 2
Date: 5/6/1996
Non-Member General Securities ExaminationCurrent Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
