Franklyn R. Michelin
Professional summary
Franklyn Ross Michelin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Franklyn is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Franklyn had worked at 4 firms, which includes LH ROSS & COMPANY INC., JOSEPHTHAL & CO. INC., D. BLECH & COMPANY INCORPORATED, THE AGEAN GROUP INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1995 - March 17, 2005
LH ROSS & COMPANY, INC.
October 4, 1994 - October 25, 1994
JOSEPHTHAL & CO., INC.
April 26, 1994 - October 27, 1994
D. BLECH & COMPANY, INCORPORATED
March 14, 1994 - April 29, 1994
THE AGEAN GROUP, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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