Curtis J. Sathre

QUINCY WELLS ADVISORS

Oceanside, CA

Some features on this profile are disabled

CRD#: 2459115

Professional summary

Curtis Jerome Sathre III is a registered financial advisor currently at QUINCY WELLS ADVISORS, LLC located in Oceanside, California and GREAT POINT CAPITAL LLC located in Chicago, Illinois.

Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Curtis has worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CURTIS J. SATHRE III INC., NON-INVESTMENT RELATED, 450 DE ANZA CT OCEANSIDE CA 92057, HOLDING COMPANY, PRESIDENT SINCE 6/2006, 20 HOURS/MONTH - 0 DURING TRADING HOURS, ENTITY FOR TAX FILING CONSOLIDATION. 2. ASSET MARKETING SYSTEMS INSURANCE SERVICES, INVESTMENT RELATED, 15050 AVE OF SCIENCE #100 SAN DIEGO CA 92128, LIFE INSURANCE & FIXED INDEXED ANNUITIES, AGENT, START DATE 12/2006, 20 HOURS/MONTH - 0 DURING TRADING HOURS, SELL LIFE INS & FIXED INDEXED ANNUITIES. 3. MONEY WISE INVESTMENTS, NON-INVESTMENT RELATED, 6528 GREENLEAF AVE #128, WHITTIER CA 92128, REAL ESTATE BROKERAGE, REAL ESTATE AGENT, START DATE 12/2012, 5 HOURS/MONTH - 0 DURING TRADING HOURS, REFER POTENTIAL BUYERS AND SELLERS TO REALTORS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Jerome Sathre III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2025 - Present

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Oceanside, CA

Current

May 9, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

CRD#: 114203

Chicago, IL

Past

July 13, 2011 - January 27, 2025

JRL CAPITAL ADVISORS LLC

RIA

CRD#: 108162

Oceanside, CA

Past

June 10, 2011 - May 3, 2023

JRL CAPITAL CORPORATION

CRD#: 10225

LAGUNA HILLS, CA

Past

July 31, 2000 - June 6, 2011

WFP SECURITIES

RIA

CRD#: 35098

IRVINE, CA

Past

April 29, 1994 - June 6, 2011

WFP SECURITIES

CRD#: 35098

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/10/2023)

California
(5/9/2023)

IAR

California
(1/23/2025)

Michigan
(10/6/2023)

Oregon
(6/15/2023)

Pennsylvania
(10/4/2023)

Texas
(10/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/9/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/18/1994

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS, LLC | QUINCY WELLS ADVISORS, LLC

CRD#: 307477 / SEC#: 801-118231

RIA

Registered Investment Advisory firm - (3/16/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 W. Jackson Blvd. #1000, Chicago, IL 60606

Mailing Address

9000 Keystone Crossing 7th Floor, Indianapoli, IN 46240

Phone number

(312) 356-4875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT POINT ADVISORS FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 45,094,304

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Curtis J. Sathre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Jerome Sathre III's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

JRL CAPITAL ADVISORS LLC

JRL CAPITAL CORPORATION

WFP SECURITIES

WFP SECURITIES

Primary Firm SEC Registration

QUINCY WELLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 5/3/1994

Series 82TO

Date: 5/9/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/6/1996

Series 6

Date: 4/27/1994

Series 24

Date: 8/12/1999

Series 26

Date: 5/18/1994

FINRA

Current Firm

QUINCY WELLS ADVISORS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUINCY WELLS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors