Julie S. Canon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie S Canon, who also goes by Julie Snelson Canon, Julie S Canon, Julie Canon Dubose, Julie Snelson Gray, Julie Snelson, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1994. Julie had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2019 - June 25, 2019
CRESCENT SECURITIES GROUP, INC.
April 16, 2014 - April 17, 2019
LOWELL & COMPANY, INC.
April 16, 2014 - April 17, 2019
LOWELL & COMPANY, INC.
August 9, 2013 - April 22, 2014
OSAIC WEALTH, INC.
August 10, 2011 - November 19, 2012
OSAIC FA, INC.
August 10, 2011 - November 19, 2012
OSAIC FA, INC.
March 2, 2010 - August 11, 2011
GWN SECURITIES INC.
March 2, 2010 - August 11, 2011
GWN SECURITIES INC.
October 7, 2009 - March 8, 2010
SIGNATOR FINANCIAL SERVICES, INC.
October 7, 2009 - March 8, 2010
SIGNATOR FINANCIAL SERVICES, INC.
July 23, 2007 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
July 23, 2007 - September 30, 2009
VALIC FINANCIAL ADVISORS, INC.
November 21, 2006 - August 2, 2007
NYLIFE SECURITIES LLC
July 7, 1999 - November 6, 2006
VALIC FINANCIAL ADVISORS, INC.
July 7, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
July 7, 1999 - November 6, 2006
VALIC FINANCIAL ADVISORS, INC.
June 9, 1997 - July 19, 1999
PRUCO SECURITIES, LLC.
March 14, 1994 - March 14, 1997
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
