Alexander W. Insley

ZACKS INVESTMENT MANAGEMENT

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CRD#: 2459019

Professional summary

Alexander Wallace Insley, who also goes by Alex W Insley, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. .

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Alexander has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex W Insley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Wallace Insley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2009 - Present

ZACKS INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 110897

Past

July 25, 2007 - November 28, 2008

FISHER INVESTMENTS

RIA

CRD#: 107342

CHICAGO, IL

Past

May 16, 2007 - July 2, 2007

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

November 22, 2006 - January 28, 2008

CLEARARC CAPITAL, INC.

RIA

CRD#: 104650

CINCINNATI, OH

Past

December 11, 2000 - May 11, 2007

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

CINCINNATI, OH

Past

November 17, 1999 - June 27, 2000

STI CLASSIC FUND SERVICES, INC

CRD#: 35746

BOSTON, MA

Past

September 16, 1999 - June 27, 2000

FORESIDE INVESTMENT SERVICES, LLC

CRD#: 30016

PORTLAND, ME

Past

September 16, 1999 - June 27, 2000

BD COMPLIANCE SOLUTIONS, LLC

CRD#: 30188

PORTLAND, ME

Past

April 19, 1996 - June 27, 2000

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

PORTLAND, ME

Past

May 2, 1994 - April 26, 1996

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/15/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/1999

General Securities Principal Examination

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

CRD#: 110897 / SEC#: 801-40592

RIA

Registered Investment Advisory firm - (1/17/1992 Approved)

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Contact information

Main Address

101 N. Wacker Drive Suite 1500, Chicago, IL 60606

Mailing Address

Phone number

(312) 265-9266

Established

Firm type

Fiscal year end

# of Employees

122

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZACKS ADV PART 2 & APPENDIX 1 05 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	12,050
AUM (Assets Under Management)	$ 12,414,372,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander W. Insley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Wallace Insley's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

ALPS DISTRIBUTORS, INC.

CLEARARC CAPITAL, INC.

FORESIDE DISTRIBUTION SERVICES, L.P.

STI CLASSIC FUND SERVICES, INC

FORESIDE INVESTMENT SERVICES, LLC

BD COMPLIANCE SOLUTIONS, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

PROFUNDS DISTRIBUTORS, INC.

Primary Firm SEC Registration

ZACKS INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2004

Series 63

Date: 5/16/1994

Series 7

Date: 12/11/1997

Series 6

Date: 4/29/1994

Series 24

Date: 5/19/1999

Current Firm

ZACKS INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZACKS INVESTMENT MANAGEMENT, INC.

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