Michael Padnis
Professional Summary
Michael Padnis, who also goes by Michael Andrew Padnis, Michael Padnis, is a registered financial advisor currently at BRUCE MARKETS LLC located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 18 firms and has passed the Series 63, Series 6TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 24, Series 10, Series 9 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Andrew Padnis, Michael Padnis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
ALL TIME ATS | PEAK6 TRADING LLC | BRUCE MARKETS LLC | APEX CRYPTO LLC
Contact Information
Main Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604Mailing Address
141 W Jackson Blvd Suite 500, Chicago, IL 60604Phone Number
(312) 444-8000Established
Delaware since 03/19/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | — |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed May 2007Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1994About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2008About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2008About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Padnis's CRS (Customer Relationship Summary).
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