Michael Padnis
Professional summary
Michael Padnis, who also goes by Michael Andrew Padnis, Michael Padnis, is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 18 firms and has passed the Series 63, Series 6TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 6, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Padnis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2026 - Present
BRUCE MARKETS LLC
Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604May 31, 2023 - May 7, 2026
BLUE OCEAN ATS
April 10, 2023 - May 16, 2023
COWEN AND COMPANY
October 11, 2021 - February 9, 2023
CLEAR STREET LLC
May 1, 2019 - October 4, 2021
REDI GLOBAL TECHNOLOGIES LLC
April 4, 2017 - February 7, 2019
FLEXTRADE LLC
April 29, 2015 - January 4, 2016
KISKI SECURITIES LLC
April 21, 2014 - April 13, 2015
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
April 14, 2014 - April 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2010 - December 9, 2013
FM PARTNERS HOLDINGS LLC
April 10, 2007 - October 22, 2009
THOMAS WEISEL PARTNERS LLC
May 25, 2006 - April 4, 2007
INTERACTIVE BROKERS CORP.
April 22, 1999 - January 3, 2002
HERZOG, HEINE, GEDULD, LLC
April 30, 1997 - February 1, 1999
AUGMENT SECURITIES INC.
January 26, 1996 - April 21, 1997
D. H. BLAIR & CO., INC.
May 19, 1995 - December 31, 1995
FFP SECURITIES, INC.
March 14, 1994 - May 19, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 14, 1994 - May 19, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/3/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
BRUCE MARKETS LLC
CRD#: 300209 / SEC#: , 8-70286
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
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