Thomas J. Carlson
Professional summary
Thomas James Carlson, CFA, who also goes by Thomas J Carlson, is a registered financial advisor currently at 8020 CAPITAL LLC located in Marietta, Georgia.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Carlson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2022 - Present
8020 CAPITAL LLC
January 28, 2006 - August 29, 2007
SIMMONS FIRST CAPITAL MANAGEMENT, INC.
July 11, 1997 - December 31, 1998
PRINCIPAL SECURITIES, INC.
March 10, 1995 - March 6, 1997
CITIGROUP GLOBAL MARKETS INC.
March 7, 1994 - October 3, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 7, 1994 - October 3, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2022)
Exams
Current Firm
8020 CAPITAL LLC
CRD#: 317717 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 37,270,570 |
Red Flags
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