Mark D. Rosalbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Daniel Rosalbo, who also goes by Mark Rosalbo, Markus Rosalbo, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2010 - October 2, 2013
G-2 TRADING,LLC
October 28, 2008 - February 16, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
November 21, 2007 - November 6, 2008
OFFMAN SECURITIES, LLC
April 10, 2006 - May 18, 2006
G-2 TRADING,LLC
July 9, 2003 - July 14, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 10, 2001 - August 5, 2003
TAFFERER TRADING, LLC
January 16, 2001 - April 23, 2001
CATALYST TRADING LLC
November 14, 1995 - December 31, 1996
STOCKCROSS FINANCIAL SERVICES, INC.
April 18, 1994 - March 14, 1995
A. T. BROD & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/12/2001
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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