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DA

David M. Adams

ARISTOTLE CAPITAL BOSTON
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 2458592
DA

Professional summary

David Michael Adams is a registered financial advisor currently at ARISTOTLE CAPITAL BOSTON, LLC located in Boston, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Adams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2016 - Present

ARISTOTLE CAPITAL BOSTON, LLC

Office #1: One Federal Street 36th Floor, Boston, MA 02110
RIA
CRD#: 173198
BOSTON, MA
Past

December 6, 2006 - January 12, 2015

EAGLE BOSTON INVESTMENT MANAGMENT, INC.

RIA
CRD#: 110649
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL BOSTON, LLC
ARISTOTLE | ARISTOTLE CAPITAL BOSTON, LLC | ARISTOTLE CAPITAL BOSTON LLC

CRD#: 173198 / SEC#: 801-80368

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(6/20/2016)

Exams

Current Firm

AC
ARISTOTLE CAPITAL BOSTON, LLC
ARISTOTLE | ARISTOTLE CAPITAL BOSTON, LLC | ARISTOTLE CAPITAL BOSTON LLC

CRD#: 173198 / SEC#: 801-80368

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)
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Contact information

Main Address
One Federal Street 36th Floor, Boston, MA 02110
Mailing Address
Phone number
(617) 274-3700
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACB FORM ADV PART 2A 03-13-2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts136
AUM (Assets Under Management)$ 2,717,645,378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARISTOTLE CAPITAL BOSTON, LLC

CRD#: 173198Boston, MA 02110

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