Nicholas P. Jones

ALTANES INVESTMENTS

MILL NECK, NY

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CRD#: 2458252

Professional summary

Nicholas Parry Jones, who also goes by Nicholas Jones, is a registered financial advisor currently at ALTANES INVESTMENTS, LLC located in Mill Neck, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Nicholas has worked at 2 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Parry Jones's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2022 - Present

ALTANES INVESTMENTS, LLC

RIA

CRD#: 128386

MILL NECK, NY

Past

November 29, 1996 - December 31, 2009

ASHLAND MANAGEMENT INCORPORATED

RIA

CRD#: 108329

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/9/1993

Uniform Investment Adviser Law Examination

Current Firm

ALTANES INVESTMENTS, LLC

ALTAIR INVESTMENTS NA, LLC | ALTANES INVESTMENTS, LLC

CRD#: 128386 / SEC#: 801-62345

RIA

Registered Investment Advisory firm - (10/22/2008 Terminated)

New York

Registered Investment Advisory firm - (3/29/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Locust Valley, NY

Mailing Address

Phone number

(646) 442-2191

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 22,844,390

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas P. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Parry Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTANES INVESTMENTS, LLC

ASHLAND MANAGEMENT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1994

Series 65

Date: 11/9/1993

Current Firm

ALTANES INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTANES INVESTMENTS, LLC

TRUST BUT VERIFY

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