Bradley T. Stang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Todd Stang, who also goes by Brad Stang, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2012 - September 5, 2013
CIM SECURITIES, LLC
July 5, 2007 - September 9, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
July 3, 2007 - September 9, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
May 14, 2004 - July 13, 2007
INVEST FINANCIAL CORPORATION
May 5, 2004 - July 13, 2007
INVEST FINANCIAL CORPORATION
November 13, 2003 - May 5, 2004
MUTUAL SERVICE CORPORATION
October 1, 2003 - May 5, 2004
MUTUAL SERVICE CORPORATION
July 6, 2000 - October 9, 2003
WALNUT STREET ADVISERS INC
December 22, 1998 - October 7, 2003
WALNUT STREET SECURITIES, INC.
February 26, 1997 - December 22, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 23, 1996 - February 26, 1997
WALNUT STREET SECURITIES, INC.
March 10, 1995 - August 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 1994 - March 2, 1995
NORTH AMERICAN MANAGEMENT, INC.
March 4, 1994 - July 21, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIM SECURITIES, LLC
CRD#: 120852 / SEC#: , 8-65351
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
