Richard A. Bush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Albert Bush, who also goes by Richard A Bush, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1994. Richard had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2005 - August 18, 2009
NFSG CORPORATION
August 3, 2004 - August 18, 2009
NEWBRIDGE SECURITIES CORPORATION
September 23, 2003 - December 31, 2003
CAPITAL MARKETS ADVISORY GROUP, LLC
August 1, 2002 - March 28, 2003
INVESTMENT COUNSELING, INC.
April 25, 2002 - June 20, 2002
NEWBRIDGE SECURITIES CORPORATION
March 23, 2001 - April 10, 2002
DISCOVERY CAPITAL GROUP
February 24, 1999 - November 3, 2000
FIRST COLONIAL SECURITIES
September 1, 1998 - September 24, 1998
BILTMORE SECURITIES, INC.
August 31, 1998 - December 9, 1998
FAS WEALTH MANAGEMENT SERVICES, INC.
March 31, 1994 - August 31, 1998
BILTMORE SECURITIES, INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,587 |
| AUM (Assets Under Management) | $ 813,494,847 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
