Jill Occident
Professional summary
Jill Occident, who also goes by Jill Hermite Occident, is a registered financial professional currently at LEERINK PARTNERS LLC located in New York, New York.
Jill is registered as a RR (Registered Representative) and started their career in finance in 1994. Jill has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jill Occident's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2021 - Present
LEERINK PARTNERS LLC
Office #1: 1301 Avenue Of The Americas 5th Floor, New York, NY 10019May 2, 2018 - November 16, 2021
COMMERZ MARKETS LLC
January 29, 2015 - May 17, 2018
CITIGROUP GLOBAL MARKETS INC.
December 7, 2011 - January 16, 2015
BARCLAYS CAPITAL INC.
November 9, 2010 - December 5, 2011
NATWEST MARKETS SECURITIES INC.
August 9, 2002 - September 19, 2005
STRATEGIC ADVISERS LLC
December 15, 2000 - September 19, 2005
FIDELITY BROKERAGE SERVICES LLC
November 3, 1995 - November 21, 2000
CITICORP INVESTMENT SERVICES
December 6, 1994 - September 12, 1995
TD AMERITRADE, INC.
March 3, 1994 - August 29, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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