AH
Antoine L. Haynes
AMERICAN CENTURY INVESTMENT SERVICES
Kansas City, MO 64111
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CRD#: 2457677
AH
Professional summary
Antoine Lavell Haynes, who also goes by Antoine Lavell Haynes, Tony Haynes, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in Kansas City, Missouri.
Antoine is registered as a RR (Registered Representative) and started their career in finance in 1995. Antoine has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Antoine Lavell Haynes | Tony Haynes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Antoine Lavell Haynes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2018 - Present
AMERICAN CENTURY INVESTMENT SERVICES INC.
Office #1: 4400 Main Street, Kansas City, MO 64111BD
CRD#: 17437
Kansas City, MO
Past
February 15, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
March 31, 2009 - March 8, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
LEES SUMMIT, MO
Past
December 6, 1996 - August 20, 2007
SCOTTRADE, INC.
BD
CRD#: 8206
KANSAS CITY, MO
Past
March 7, 1995 - October 29, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2018)
RR
Alaska(12/3/2018)
RR
Arizona(12/3/2018)
RR
Arkansas(12/3/2018)
RR
California(12/3/2018)
RR
Colorado(12/3/2018)
RR
Connecticut(12/3/2018)
RR
Delaware(12/3/2018)
RR
District of Columbia(12/3/2018)
RR
Florida(12/3/2018)
RR
Georgia(12/3/2018)
RR
Hawaii(12/3/2018)
RR
Idaho(12/3/2018)
RR
Illinois(12/3/2018)
RR
Indiana(12/3/2018)
RR
Iowa(12/3/2018)
RR
Kansas(12/3/2018)
RR
Kentucky(12/3/2018)
RR
Louisiana(12/3/2018)
RR
Maine(12/3/2018)
RR
Maryland(12/3/2018)
RR
Massachusetts(12/3/2018)
RR
Michigan(12/3/2018)
RR
Minnesota(12/3/2018)
RR
Mississippi(12/3/2018)
RR
Missouri(12/3/2018)
RR
Montana(12/3/2018)
RR
Nebraska(12/3/2018)
RR
Nevada(12/3/2018)
RR
New Hampshire(12/3/2018)
RR
New Jersey(12/3/2018)
RR
New Mexico(12/3/2018)
RR
New York(12/3/2018)
RR
North Carolina(12/4/2018)
RR
North Dakota(12/3/2018)
RR
Ohio(12/3/2018)
RR
Oklahoma(12/3/2018)
RR
Oregon(12/3/2018)
RR
Pennsylvania(12/3/2018)
RR
Rhode Island(12/3/2018)
RR
South Carolina(12/3/2018)
RR
South Dakota(12/3/2018)
RR
Tennessee(12/3/2018)
RR
Texas(12/3/2018)
RR
Utah(12/3/2018)
RR
Vermont(12/3/2018)
RR
Virginia(12/3/2018)
RR
Washington(12/3/2018)
RR
West Virginia(12/3/2018)
RR
Wisconsin(12/3/2018)
RR
Wyoming(12/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.
CRD#: 17437 / SEC#: , 8-35220
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN CENTURY COMPANIES, INC. | PARENT COMPANY | |
| LUCHINSKY, RICHARD TODD | SVP, PRESIDENT | 2065489 |
| PAK, JOHN DONGJIN | CLO | 3226458 |
| REDLINE, CHERYL LOUISE | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5371811 |
| SCHAPPERT, BRIAN JOSEPH | SVP, DIRECTOR | 5362490 |
| SHELTON, AMY DIANE | CCO | 2556023 |
| SMITH, RICHARD ANDREW | SVP, DIRECTOR | 6109979 |
| TURNER, MICHAEL RYAN | DIRECTOR | 5469914 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
