Heidi A. Pederson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Anne Pederson, who also goes by Heidi Anne Pederson, Heidi Anne Petry, was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1994. Heidi had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2020 - January 4, 2022
EAGLE STRATEGIES LLC
July 14, 2020 - January 4, 2022
NYLIFE SECURITIES LLC
November 22, 2013 - December 6, 2018
U.S. BANCORP INVESTMENTS, INC.
November 22, 2013 - December 6, 2018
U.S. BANCORP INVESTMENTS, INC.
September 10, 2012 - November 19, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 1, 2009 - November 19, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 1997 - May 1, 2009
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
July 11, 1994 - June 13, 1995
STARFN
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
