Robert Corlito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Corlito, who also goes by Robert A Corlito, Robert Anthony Corlito, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2017 - April 29, 2025
VALIC FINANCIAL ADVISORS, INC.
November 20, 2017 - April 29, 2025
VALIC FINANCIAL ADVISORS, INC.
February 6, 2017 - November 17, 2017
LION STREET ADVISORS, LLC
February 1, 2017 - November 17, 2017
LION STREET FINANCIAL, LLC
May 9, 2016 - February 2, 2017
KESTRA ADVISORY SERVICES, LLC
March 15, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
March 14, 2014 - February 2, 2017
KESTRA INVESTMENT SERVICES, LLC
December 6, 2012 - February 19, 2014
FIDUCIARY INVESTMENT ADVISORS, LLC
September 12, 2006 - October 26, 2012
CAMMACK RETIREMENT GROUP
August 30, 2001 - October 26, 2012
CAMMACK LARHETTE BROKERAGE, INC.
February 12, 1998 - May 11, 2000
VOYA FINANCIAL PARTNERS, LLC
June 2, 1997 - October 23, 2001
OSAIC FA, INC.
October 1, 1996 - May 14, 1997
OSAIC FA, INC.
September 9, 1996 - October 1, 1996
UNUM SALES CORPORATION
September 4, 1996 - August 31, 2001
TRANSAMERICA INVESTORS SECURITIES, LLC
June 21, 1996 - August 30, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 21, 1996 - August 30, 1996
SIGNATOR INVESTORS, INC.
March 16, 1994 - April 19, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 16, 1994 - April 19, 1995
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
