Kenneth S. Tyrrell
Professional summary
Kenneth Stewart Tyrrell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Kenneth had worked at 7 firms, which includes CARY STREET PARTNERS, UBS FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES LLC, FIRST UNION BROKERAGE SERVICES INC., VOYA FINANCIAL ADVISORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2016 - December 31, 2017
CARY STREET PARTNERS
August 25, 2016 - October 6, 2017
CARY STREET PARTNERS
November 14, 2008 - September 7, 2016
UBS FINANCIAL SERVICES INC.
November 14, 2008 - September 7, 2016
UBS FINANCIAL SERVICES INC.
October 29, 2004 - November 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 2004 - November 18, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2000 - November 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - November 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
August 30, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 13, 1995 - August 20, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 1994 - March 7, 1995
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
