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AG

Angel R. Gomez

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CRD#: 2457281
AG

Professional summary

Angel R Gomez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Angel is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Angel had worked at 5 firms, which includes CAPITAL GROWTH FINANCIAL LLC, SYNERGY INVESTMENT GROUP LLC, WAMU INVESTMENTS INC., FAS WEALTH MANAGEMENT SERVICES INC., FORESTERS FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 9, 2005 - June 14, 2006

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

March 17, 2004 - March 10, 2005

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

March 21, 2001 - June 4, 2002

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

April 14, 1999 - October 26, 2000

FAS WEALTH MANAGEMENT SERVICES, INC.

BD
CRD#: 10164
SARASOTA, FL
Past

April 5, 1994 - August 2, 1994

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/18/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/4/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CG
CAPITAL GROWTH FINANCIAL, LLC
CAPITAL GROWTH FINANCIAL, LLC | INTERNATIONAL CAPITAL GROWTH, LTD., LLC | INTERNATIONAL CAPITAL GROWTH, LTD., | INTERNATIONAL CAPITAL GROWTH, LTD. | INTERNATIONAL CAPITAL GROWTH, LLC | INTERNATIONAL CAPITAL GROWTH LLC | CGF SECURITIES, LLC

CRD#: 41040 / SEC#: , 8-49268

BD
Terminated by SEC on 04/11/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 02/23/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH FINANCIAL, LTD.100% OWNER
FALKEN, MICHAEL BARRYCHIEF COMPLIANCE OFFICER862958
JACOBS, ALAN LAWRENCECHAIRMAN & CEO1032488
JACOBS, MICHAEL SCOTTPRESIDENT & FINOP1818665

Disclosures

Regulatory Event12
Arbitration8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROWTH FINANCIAL, LLC

CRD#: 41040

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