Mitchell S. Feller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Stuart Feller was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1994. Mitchell had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2011 - April 5, 2018
RNR SECURITIES, L.L.C.
March 28, 2011 - April 8, 2011
WOODBURY FINANCIAL SERVICES, INC.
January 5, 2010 - March 29, 2011
RNR SECURITIES, L.L.C.
December 12, 2005 - April 18, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 12, 2005 - December 3, 2009
OSAIC FA, INC.
December 13, 2004 - December 21, 2005
HORNOR, TOWNSEND & KENT, LLC
July 13, 2000 - January 3, 2005
PARK AVENUE SECURITIES LLC
November 5, 1999 - July 5, 2000
WS GRIFFITH SECURITIES, INC.
July 24, 1998 - November 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 1997 - July 30, 1998
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1994 - February 21, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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