Scott D. Perron

SD PERRON & CO. INVESTMENT SERVICES

HYPOLUXO, FL

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CRD#: 2457230

Professional summary

Scott David Perron is a registered financial advisor currently at SD PERRON & CO. INVESTMENT SERVICES located in Hypoluxo, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPUTER/WEBSITE SERVICE - ABILITY TO PROVIDE WEB DESIGN AND COMPUTER RELATED SERVICES FOR AN HOURLY FEE, APPROXIMATELY 15% OF MY TIME. BOOKKEEPING SERVICE - ABILITY TO PROVIDE COMPILING AND REPORTING OF DATA PROVIDED BY CLIENT BUT DO NOT PROVIDE TAX ADVICE, APPROXIMATELY 2% OF MY TIME. INSURANCE - ABILITY TO PROVIDE INSURANCE RELATED PRODUCTS HOWEVER NOT CURRENTLY AFFILILIATED WITH ANY FIRM TO SELL PRODUCTS AND ONLY AFFILIATED WITH TWO FIRMS FOR THE PURPOSE OF 'SERVICING' EXISTING FIXED ANNUITY POLICIES, APPROXIMATELY 1% OF MY TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Perron's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 1998 - Present

SD PERRON & CO. INVESTMENT SERVICES

RIA

CRD#: 132592

HYPOLUXO, FL

Past

October 26, 2007 - December 31, 2012

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

HYPOLUXO, FL

Past

July 26, 2004 - October 19, 2007

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

HYPOLUXO, FL

Past

June 27, 2002 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

HYPOLUXO, FL

Past

June 20, 2002 - October 19, 2007

INVESTORS CAPITAL CORP.

CRD#: 30613

HYPOLUXO, FL

Past

August 8, 2000 - June 10, 2002

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

April 24, 1997 - August 9, 2000

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

August 30, 1995 - October 15, 1997

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

September 22, 1994 - September 1, 1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

March 28, 1994 - July 28, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 28, 1994 - July 28, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/14/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1994

General Securities Representative Examination

Current Firm

SD PERRON & CO. INVESTMENT SERVICES

SD PERRON & CO. INVESTMENT SERVICES | SD PERRON & CO. INVESTMENT SERVICES, INC.

CRD#: 132592 / SEC#:

Florida

Registered Investment Advisory firm - (5/14/1998 Approved)

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Contact information

Main Address

Hypoluxo, FL

Mailing Address

Po Box 3456, Lantana, FL 33465-3456

Phone number

(561) 540-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 1,357,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott D. Perron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Perron's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

INVESTACORP, INC.

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/1994

Series 7

Date: 3/18/1994

Current Firm

SD PERRON & CO. INVESTMENT SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SD PERRON & CO. INVESTMENT SERVICES

TRUST BUT VERIFY

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