Scott D. Perron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Perron was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2007 - December 31, 2012
FORTUNE FINANCIAL SERVICES, INC.
July 26, 2004 - October 19, 2007
INVESTORS CAPITAL CORP.
June 27, 2002 - December 31, 2004
EASTERN POINT ADVISORS INC.
June 20, 2002 - October 19, 2007
INVESTORS CAPITAL CORP.
August 8, 2000 - June 10, 2002
INVESTACORP, INC.
May 14, 1998 - December 31, 2025
SD PERRON & CO. INVESTMENT SERVICES
April 24, 1997 - August 9, 2000
SECURITIES AMERICA, INC.
August 30, 1995 - October 15, 1997
SECURITIES SERVICE NETWORK, LLC
September 22, 1994 - September 1, 1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 28, 1994 - July 28, 1994
IDS LIFE INSURANCE COMPANY
March 28, 1994 - July 28, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
