John R. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Raymond Boyd, who also goes by John Raymond Boyd III, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - August 6, 2012
BENNETT ROSS, INC.
June 22, 2009 - December 31, 2009
BENNETT ROSS, INC.
June 24, 2008 - February 23, 2009
PARKER FINANCIAL CORP.
March 3, 2003 - March 9, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
December 10, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
June 26, 2002 - December 2, 2002
CARLIN EQUITIES, LLC
February 5, 2001 - January 10, 2002
COWEN SECURITIES LLC
October 16, 1995 - February 8, 1999
ALLIANCE FINANCIAL GROUP, INC.
August 18, 1994 - October 6, 1995
T.L. SMITH SECURITIES
May 11, 1994 - August 16, 1994
CULLUM & SANDOW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENNETT ROSS, INC.
CRD#: 42850 / SEC#: , 8-50040
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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