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John Raymond Boyd

CRD# 2457183·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Raymond Boyd, who also goes by John Raymond Boyd III, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2012. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Raymond Boyd Iii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

BENNETT ROSS, INC.·CRD# 42850
BD
Fort Worth, TX
March 12, 2010 - August 6, 2012
BENNETT ROSS, INC.·CRD# 42850
BD
Fort Worth, TX
June 22, 2009 - December 31, 2009
PARKER FINANCIAL CORP.·CRD# 42140
BD
Valley Cottage, NY
June 24, 2008 - February 23, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
March 3, 2003 - March 9, 2004
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
December 10, 2002 - March 3, 2003
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
June 26, 2002 - December 2, 2002
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
February 5, 2001 - January 10, 2002
ALLIANCE FINANCIAL GROUP, INC.·CRD# 28538
BD
Dallas, TX
October 16, 1995 - February 8, 1999
T.L. SMITH SECURITIES·CRD# 17978
BD
August 18, 1994 - October 6, 1995
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
May 11, 1994 - August 16, 1994

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Current Firm

BR
BENNETT ROSS, INC.

BENNETT ROSS, INC. | CONQUEST SECURITIES CORPORATION

CRD#: 42850 / SEC#: 8-50040
BD
Terminated by SEC on 10/07/2012

Contact Information

Established

Texas since 05/23/1996

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
EXTENSOR CAPITAL N.A., LLCSHAREHOLDER—
BOYD, JOHN RAYMONDVICE PRESIDENT - ADMINISTRATION2457183
FOSTER, ESTEE DORFMANFINOP2696529
JABCZENSKI, MARION ANTHONY IIVICE PRESIDENT2245629
WISEMAN, KENNETH NELSON IICHIEF COMPLIANCE OFFICER1621758
WISEMAN, KENNETH NELSON IICEO1621758

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2008About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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