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RE

Raymond A. Echevarria

ERNST & YOUNG INVESTMENT ADVISERS LLP
SECAUCUS, NJ 07094
Some features on this profile are disabled
CRD#: 2457031
RE

Professional summary

Raymond Arthur Echevarria, CFP®, who also goes by Raymond Arthur Echevarria Jr, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Secaucus, New Jersey.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Raymond has worked at 4 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Raymond Arthur Echevarria Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Arthur Echevarria's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

April 18, 2011 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #1: 200 Plaza Drive Suite 2222, Secaucus, NJ 07094
RIA
CRD#: 110921
SECAUCUS, NJ
Past

January 10, 2005 - December 23, 2010

TAFFERER TRADING, LLC

BD
CRD#: 36816
JERSEY CITY, NJ
Past

July 30, 1998 - September 2, 1998

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

June 5, 1995 - July 30, 1998

GLOBAL ACCESS FINANCIAL SERVICES

BD
CRD#: 30998
LAKE SUCCESS, NY
Past

May 2, 1995 - May 24, 1995

GLOBAL ACCESS FINANCIAL SERVICES

BD
CRD#: 30998
Past

February 7, 1995 - June 26, 1995

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

April 19, 1994 - March 10, 1995

GLOBAL ACCESS FINANCIAL SERVICES

BD
CRD#: 30998
LAKE SUCCESS, NY
Past

April 11, 1994 - April 26, 1994

RUSSO SECURITIES INC.

BD
CRD#: 14425
STATEN ISLAND, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(4/18/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 2/7/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/4/2005
General Securities Representative Examination

Current Firm

E&
ERNST & YOUNG INVESTMENT ADVISERS LLP
ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA
Registered Investment Advisory firm - (4/7/1995 Approved)
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Contact information

Main Address
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094
Mailing Address
Phone number
(800) 273-0588
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

CRD#: 110921Secaucus, NJ 07094

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