Brian Raymond Bies
Professional Summary
Brian Raymond Bies is a registered financial advisor currently at SILVERCREST ASSET MANAGEMENT GROUP LLC located in Milwaukee, Wisconsin. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brian has worked at 4 firms and has passed the Series 63, Series 65, Series 6, Series 7, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
SILVERCREST ASSET MANAGEMENT GROUP LLC
Contact Information
Main Address
1330 Avenue Of The Americas 38th Floor, New York, NY 10019-5400Phone Number
(212) 649-0600# of Employees
175SEC notice filing (39 States and Territories)
Registered to provide investment advisory services in 39 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,205AUM (Assets Under Management)
$28,327,993,799Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | Cover Page | Report |
| 09/13/2024 | Cover Page | Report |
| 11/20/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SILVERCREST ASSET MANAGEMENT GROUP LLC
State Registrations and Notice Filings
(5/4/2020)
(8/8/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2011About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
SILVERCREST ASSET MANAGEMENT GROUP LLC — Registered Investment Advisory firm
Version Date: Fri, Mar 01, 2024
We are an investment adviser registered with the Securities and Exchange Commission and are required to deliver this summary to you. At the end of each section are questions intended to provide a basis for you to initiate a conversation with Silvercrest to better understand our role.
The advisory services we provide and the fees we charge are different from those of a broker-dealer, and it is important for you to understand the differences. Free and simple tools are available to you to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
We typically charge fees based on a percentage of assets we manage for you, which will vary based on the size of your account and your investment strategy. The amount of the fee will be set forth in the investment management agreement you enter into with us and will be deducted quarterly from your account, unless another method of payment has been established. You will also pay the fees of your custodian and brokerage costs for buying and selling securities in your account. (We are not affiliated with any brokerdealer.) You will also directly or indirectly pay the fees and other costs of any type of fund or third-party account in which your assets are invested. Some of the funds we may recommend share a portion of their advisory fees with us, and we receive management fees from funds that we manage. This could give us a financial incentive to recommend those funds.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.
You can find more detail about our fees and costs in our Brochure (Items 5.A, B, C, and D).
Questions to ask your Professional:
- Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?
When we act as your investment adviser, we must act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you. Here are some examples to help you understand what this means. We may recommend that clients invest in funds that we manage. In some cases we receive payments from third-party managed funds or separately managed accounts based on the fees you pay to them. We direct client transactions for execution by broker-dealers who provide us research. The first two conflicts give us incentive to recommend some funds over others or direct investments. The third practice gives us an incentive to use certain broker-dealers to execute client trades.
You can find more detail about our conflicts of interest in our Form ADV, Part 2A Brochure.
Questions to ask your Professional:
- How might your conflicts of interest affect me, and how will you address them?
In addition to a base salary, our financial professionals are compensated based on a non-discretionary bonus formula which considers, among other factors, the amount of assets for which they are responsible, the fees paid by the clients who invest those assets, the length of time the assets have been managed by Silvercrest, and the manner in which those clients were introduced to Silvercrest.
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