Dale C. Seagrave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale Christopher Seagrave, who also goes by Chris Seagrave, Dale Chris Seagrave, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1994. Dale had worked at 14 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2019 - September 28, 2022
NOBLEBRIDGE WEALTH
August 19, 2016 - June 22, 2018
TRUIST ADVISORY SERVICES, INC.
November 3, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 3, 2015 - June 22, 2018
TRUIST INVESTMENT SERVICES, INC.
March 6, 2009 - November 3, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 17, 2009 - November 3, 2015
WELLS FARGO CLEARING SERVICES, LLC
March 10, 2008 - October 22, 2008
THE MUTUAL FUND STORE
December 6, 2007 - November 25, 2008
THE MUTUAL FUND STORE
August 6, 2002 - April 3, 2003
PFIC SECURITIES CORPORATION
August 30, 2001 - July 17, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 29, 2001 - July 17, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 16, 2001 - June 14, 2001
TRUIST INVESTMENT SERVICES, INC.
March 8, 2001 - March 19, 2001
MESIROW FINANCIAL, INC.
February 28, 2000 - November 3, 2000
GROVE POINT INVESTMENTS, LLC
August 31, 1998 - October 19, 1999
CITICORP INVESTMENT SERVICES
February 19, 1998 - July 13, 1998
UBS FINANCIAL SERVICES INC.
February 7, 1995 - February 26, 1997
SHAY FINANCIAL SERVICES CO.
February 22, 1994 - October 4, 1994
SUNCOAST CAPITAL GROUP, LTD.
Primary Firm SEC Registration
NOBLEBRIDGE WEALTH
CRD#: 146612 / SEC#: 801-126246
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOBLEBRIDGE WEALTH
CRD#: 146612 / SEC#: 801-126246
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 152,940,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
