Charles J. Lemieux
Professional summary
Charles John Lemieux was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Charles had worked at 5 firms, which includes TRIDENT PARTNERS LTD., FIRST MONTAUK SECURITIES CORP., FOSTER JEFFRIES SECURITIES LLC, MATRIX SECURITIES CORPORATION, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2000 - April 18, 2001
TRIDENT PARTNERS LTD.
September 15, 1998 - June 7, 2000
FIRST MONTAUK SECURITIES CORP.
November 19, 1996 - June 29, 1998
FOSTER JEFFRIES SECURITIES, LLC
June 21, 1995 - October 25, 1996
MATRIX SECURITIES CORPORATION
June 27, 1994 - March 15, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 5/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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