Anthony A. Regalado
Professional summary
Anthony Alejandrino Regalado, CFP®, who also goes by Anthony Regalado, is a registered financial advisor currently at FACET located in Parker, Colorado.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Anthony has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Alejandrino Regalado's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2026 - Present
FACET
January 3, 2012 - April 10, 2022
SCHWAB WEALTH ADVISORY, INC.
May 3, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
March 5, 1994 - April 10, 2022
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/18/2026)
(8/18/2026)
Exams
Series 8
Date: 5/14/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 39,720 |
| AUM (Assets Under Management) | $ 6,037,907,630 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
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