GW
Gerald L. Waln
HORNOR, TOWNSEND & KENT
Wormleysburg, PA 17403
Some features on this profile are disabled
CRD#: 2456802
GW
Professional summary
Gerald Lynn Waln is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Wormleysburg, Pennsylvania.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gerald has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT- | ADDRESS: 422 N FRONT ST WORMLEYSBURG, PA 17403| START DATE: 2017-02-20 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: OVER 140 HOURS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) | INVESTMENT RELATED: NO | DBA NAME: RISING SUN SEVENTH DAY ADVENTIST CHURCH | POSITION HELD: OTHER-LAY PASTOR / PART TIME | ADDRESS: 402 N. WALNUT STREET, RISING SUN, MD | START DATE: 2015-01-01 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION- | APPROX HRS PER MTH: 10-25 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: SPEAK ONCE OR TWICE A MONTH AND DO SOME VISITATION OF MEMBERS. 3) BOARD MEMBER | INVESTMENT RELATED: NO | DBA NAME: CUMBERLAND SENIOR HOUSING ASSOCIATES | POSITION HELD: BOARD MEMBER/TRUSTEE- | ADDRESS: 114 N HANOVER ST., CARLISLE, PA 17013 | START DATE: 2013-01-01 | NATURE OF ACTIVITY: OTHER-SENIOR HOUSING ASSOCIATION | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: BOARD MEMBER OF THE COUNTY HOUSING FOR SENIORS THAT OVERSEES THE OPERATION OF THE ASSOCIATION. 4) NEW CUMBERLAND OLDE TOWNE ASSOCIATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:DIRECTOR/BOARD MEMBER | ADDRESS: PO BOX 531 NEW CUMBERLAND, PA 17070 | START DATE: 1/1/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SERVE ON THE BOARD OF THE NEW CUMBERLAND OLDE TOWNE ASSOCIATION, A CIVIC GROUP THAT WORKS TO MAKE NEW CUMBERLAND A BETTER PLACE BY BEAUTIFICATION PROJECTS. 5) NEW CUMBERLAND BUSINESS & BUSINESS ASSOCIATION BOARD OF DIRECTORS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: DIRECTOR | ADDRESS: NEW CUMBERLAND FIRE HALL 319 4TH STREET NEW CUMBERLAND, PA 17070 |START DATE: 1/1/2022 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BUSINESS ASSOCIATION:PRIMARY BUSINESS MARKETING THRU THE WEBSITE THE BUSINESSES OF NEW CUMBERLAND I.E. ADVERTISING, NEWSLETTER AND EVENTS. 6)LAY PASTOR | POSITION: VOLUNTEER | NATURE: RELIGIOUS | INVESTMENT RELATED: NO | NUMBER OF HOURS: 20 | SECURITIES TRADING HOURS: 0 | START DATE: 11/01/2024 | ADDRESS: 223 CEDAR STREET, EPHRATA PA 17522 | DESCRIPTION: LAY PASTOR- VISIT THE SICK MEMBERS IN HOSPITAL, DELIVER A SERMON EACH WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Lynn Waln's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gerald Lynn Waln's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2017 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 422 N Front St, Wormleysburg, PA 17403RIA
BD
CRD#: 4031
Wormleysburg, PA
Current
February 21, 2017 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 422 N Front St, Wormleysburg, PA 17403RIA
BD
CRD#: 4031
Wormleysburg, PA
Past
September 18, 2007 - February 23, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CAMP HILL, PA
Past
March 15, 1994 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW CUMBERLAND, PA
Past
March 15, 1994 - February 23, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CAMP HILL, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(2/21/2017)
IAR
Pennsylvania(4/25/2017)
RR
West Virginia(2/21/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
