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PJ

Paul W. Jack

TRB SECURITIES
AUSTIN, TX 78746
Some features on this profile are disabled
CRD#: 2456643
PJ
Paul William JackTRB SECURITIES

Professional summary

Paul William Jack is a registered financial professional currently at TRB SECURITIES, LLC located in Austin, Texas.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1995. Paul has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7, Series 54 and Series 53 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul William Jack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2024 - Present

TRB SECURITIES, LLC

Office #1: 3103 Bee Caves Road Suite 133, Austin, TX 78746
BD
CRD#: 322618
AUSTIN, TX
Past

January 20, 2009 - September 30, 2024

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
AUSTIN, TX
Past

October 1, 2008 - January 13, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 15, 2004 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

January 17, 1995 - May 26, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/8/2024)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 9/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Status Unavailable
Passed: 8/8/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Status Unavailable
Passed: 2/11/2016
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 9/14/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 54
Status Unavailable
Passed: 7/8/2019
Municipal Advisor Principal Qualification Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 8/12/2015
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TRB SECURITIES, LLC
ESTRADA HINOJOSA | TRB SECURITIES, LLC | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRB SECURITIES, LLC

CRD#: 322618Austin, TX 78746

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