Dawn R. Kyl

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CRD#: 2456404

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dawn Rene Kyl, who also goes by Dawn Rene Blazek, Rene Kyle, Dawn Rene Paul, Dawn Renee Paul, Rene Paul, Dawn Rene XInos, was a registered financial professional .

Dawn is a previously registered financial professional and started their career in finance in 1994. Dawn had worked at 19 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 29, 2019 - December 31, 2019

PFS INVESTMENTS INC.

CRD#: 10111

PEORIA, AZ

Past

May 23, 2019 - December 31, 2019

PFS INVESTMENTS INC.

RIA

CRD#: 10111

PEORIA, AZ

Past

February 22, 2016 - May 30, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Phoenix, AZ

Past

February 8, 2016 - May 30, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Phoenix, AZ

Past

November 15, 2012 - October 31, 2014

FFEC WEALTH PARTNERS LLC

RIA

CRD#: 16507

PHOENIX, AZ

Past

November 15, 2012 - October 31, 2014

FFEC WEALTH PARTNERS LLC

CRD#: 16507

SCOTTSDALE, AZ

Past

March 14, 2011 - May 14, 2012

FOOTHILL SECURITIES, INC.

CRD#: 1027

PHOENIX, AZ

Past

February 8, 2010 - February 15, 2011

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

SCOTTSDALE, AZ

Past

October 23, 2007 - February 5, 2010

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

SCOTTSDALE, AZ

Past

April 30, 2007 - October 11, 2007

INVEST FINANCIAL CORPORATION

CRD#: 12984

SUN CITY WEST, AZ

Past

December 7, 2005 - April 2, 2007

SOURCE CAPITAL GROUP, INC.

CRD#: 36719

SCOTTSDALE, AZ

Past

December 18, 2003 - August 26, 2005

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

August 1, 2003 - January 23, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 5, 2003 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 13, 2002 - March 13, 2003

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 21, 2002 - October 25, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 21, 2002 - October 25, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 26, 2001 - November 2, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 22, 1999 - January 3, 2001

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

February 27, 1997 - November 29, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

July 15, 1996 - January 17, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

July 29, 1994 - May 29, 1996

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/11/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/1998

General Securities Principal Examination

Current Firm

PFS INVESTMENTS INC.

CRD#: 10111 / SEC#: 801-72263, 8-26486

RIA

Registered Investment Advisory firm - SEC (5/6/2011 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1 Primerica Parkway, Duluth, GA 30099-0001

Mailing Address

1 Primerica Parkway, Duluth, GA 30099-0001

Phone number

(770) 381-1000

Established

Georgia since 07/07/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,762

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PRIMERICA ADVISORS LIFETIME INVESTMENT PROGRAM (4/18/2025)

Direct owners and executive officers

Name	Position	CRD#
PRIMERICA FINANCE CORPORATION	DIRECT OWNER
COLEY, DASIA DEBORAH	VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	6760291
JENDUSA, NICHOLAS ADAM	EXECUTIVE VICE PRESIDENT	6037365
LESUTIS, MICHAEL	SENIOR VICE PRESIDENT & CHIEF COUNSEL	4751250
MILLER, DEBORAH LYNN	EXECUTIVE VICE PRESIDENT	3036949
NEMETZ, WILLIAM JAMES	DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER	4589878
REGARD, PAUL ETIENNE	PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER	2448671
RIVET, LORI ALLISON	EXECUTIVE VICE PRESIDENT	4496273
SUKIN, KAREN LYNN	EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL	6292138
WEIGLE, BRIAN STEVEN	DIRECTOR AND EXECUTIVE VICE PRESIDENT	4131816
WELLS, MICHAEL KURT	EXECUTIVE VICE PRESIDENT & TREASURER	5999501
WOODRING, DANIEL AARON	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	4028705

Regulatory assets under management

Total Number of Accounts	70,434
AUM (Assets Under Management)	$ 11,156,017,804

Disclosures

Regulatory Event	22
Arbitration	2
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dawn R. Kyl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PFS INVESTMENTS INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FFEC WEALTH PARTNERS LLC

FFEC WEALTH PARTNERS LLC

FOOTHILL SECURITIES, INC.

DEWAAY FINANCIAL NETWORK, LLC

SOURCE CAPITAL GROUP, INC.

INVEST FINANCIAL CORPORATION

SOURCE CAPITAL GROUP, INC.

FIRST ALLIED SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

WS GRIFFITH SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

THE ADVISORS GROUP, INC.

SUTRO & CO. INCORPORATED

Primary Firm SEC Registration

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2012

Series 65

Date: 5/11/1998

Series 63

Date: 4/29/1994

SIE

Date: 5/30/2017

Series 7

Date: 6/8/1994

Series 24

Date: 8/12/1998

Current Firm

PFS INVESTMENTS INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PFS INVESTMENTS INC.

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