Christopher M. Caruso
Professional summary
Christopher Michael Caruso, who also goes by Chris Michael Caruso, is a registered financial advisor currently at VERITAS WEALTH PARTNERS, LLC located in Austin, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 8 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Caruso's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2022 - Present
VERITAS WEALTH PARTNERS, LLC
June 18, 2013 - December 31, 2017
GLOVISTA INVESTMENTS LLC
September 29, 2010 - April 10, 2013
CITIGROUP GLOBAL MARKETS INC.
September 3, 2010 - April 10, 2013
CITIGROUP GLOBAL MARKETS INC.
November 19, 1997 - January 27, 1998
IDS LIFE INSURANCE COMPANY
November 19, 1997 - January 27, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
June 13, 1996 - April 9, 1997
SECURITIES RESOLUTION CORPORATION
May 24, 1994 - July 21, 1994
M.L. STERN & CO., LLC.
April 27, 1994 - May 20, 1994
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
VERITAS WEALTH PARTNERS, LLC
CRD#: 312247 / SEC#: 801-121823
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2023)
(4/16/2022)
Exams
Current Firm
VERITAS WEALTH PARTNERS, LLC
CRD#: 312247 / SEC#: 801-121823
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 135,652,567 |
Red Flags
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