Thomas J. Curtis

WEALTH MANAGEMENT PARTNERS

Tucson, AZ 85718

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CRD#: 2456332

Professional summary

Thomas Joseph Curtis IV, CFP®, who also goes by Thomas J Curtis IV, is a registered financial advisor currently at WEALTH MANAGEMENT PARTNERS, LLC located in Tucson, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.

Question & Answer

What are your service offerings?

Estate Planning

Comprehensive Financial Planni...

Retirement Income Management

Business Succession Planning

Investment Planning

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Yes

Aliases

Thomas J Curtis Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Curtis IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

October 9, 2020 - Present

WEALTH MANAGEMENT PARTNERS, LLC

Office #1: 1980 E River Road Suite 120, Tucson, AZ 85718

RIA

CRD#: 309790

Tucson, AZ

Past

August 25, 2009 - October 19, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TUCSON, AZ

Past

August 18, 2009 - October 19, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TUCSON, AZ

Past

September 13, 2005 - August 19, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

ORO VALLEY, AZ

Past

August 19, 2005 - August 19, 2009

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ORO VALLEY, AZ

Past

April 5, 2005 - August 30, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TUCSON, AZ

Past

May 4, 2001 - August 30, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 12, 1997 - May 18, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 28, 1994 - September 3, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 309790 / SEC#: 801-119566

RIA

Registered Investment Advisory firm - (10/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/26/2020)

IAR

Texas
(10/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/16/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/24/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/1996

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 7/21/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WEALTH MANAGEMENT PARTNERS, LLC

CRD#: 309790 / SEC#: 801-119566

RIA

Registered Investment Advisory firm - (10/1/2020 Approved)

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Contact information

Main Address

1980 E River Road Suite 120, Tucson, AZ 85718

Mailing Address

Phone number

(520) 297-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts	2,085
AUM (Assets Under Management)	$ 667,042,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas J. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Curtis IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

WEALTH MANAGEMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2005

Series 63

Date: 4/7/1994

SIE

Date: 10/1/2018

Series 31

Date: 3/16/2004

Series 7

Date: 3/24/1994

Series 24

Date: 5/14/1996

Series 8

Date: 7/21/1995

Current Firm

WEALTH MANAGEMENT PARTNERS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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