Thomas Joseph Curtis Iv
CFP®Professional Summary
Thomas Joseph Curtis IV, CFP®, who also goes by Thomas J Curtis IV, is a registered financial advisor currently at WEALTH MANAGEMENT PARTNERS, LLC located in Tucson, Arizona. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate Planning
- Comprehensive Financial Planning
- Retirement Income Management
- Business Succession Planning
- Investment Planning
Other Aliases
Thomas J Curtis Iv
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LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
Videos & Posts
This advisor has not added any videos or posts yet.
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LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
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Contact Information
xxxxx@xxxx.xxx
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTH MANAGEMENT PARTNERS, LLC
Contact Information
Main Address
1980 E River Road Suite 120, Tucson, AZ 85718Phone Number
(520) 297-7999# of Employees
8SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,270AUM (Assets Under Management)
$793,517,960Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LIFE STRATEGY PARTNERS
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Primary Firm SEC Registration
WEALTH MANAGEMENT PARTNERS, LLC
State Registrations and Notice Filings
(10/26/2020)
(10/9/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1995Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Curtis IV's CRS (Customer Relationship Summary).
Services Offered by Thomas
- Estate Planning
- Comprehensive Financial Planning
- Retirement Income Management
- Business Succession Planning
- Investment Planning
Similar Advisors
LIFE STRATEGY PARTNERS
FBL WEALTH MANAGEMENT, LLC
UNION CAPITAL COMPANY
