Peter D. Downey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter David Downey, who also goes by Peter Daivid Downey, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2009 - November 13, 2009
PEAK SECURITIES CORPORATION
April 15, 2009 - June 24, 2009
PHD CAPITAL
June 20, 2001 - September 5, 2001
LH ROSS & COMPANY, INC.
May 20, 1998 - August 21, 2000
ROYAL HUTTON SECURITIES CORP.
September 4, 1996 - November 21, 1996
DUKE & CO., INC.
March 27, 1996 - August 28, 1996
COMPREHENSIVE CAPITAL CORPORATION
April 4, 1995 - May 17, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1994 - January 24, 1995
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
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Exams
Current Firm
PEAK SECURITIES CORPORATION
CRD#: 107907 / SEC#: , 8-53066
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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