Rochelle D. Mcnally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rochelle Diane Mcnally, who also goes by Rochelle D Pizzimenti, was a registered financial professional .
Rochelle is a previously registered financial professional and started their career in finance in 1994. Rochelle had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2010 - January 2, 2018
WATERMARK SECURITIES, INC.
April 16, 2008 - June 9, 2008
GARY GOLDBERG PLANNING SERVICES INC
November 13, 2003 - June 9, 2008
GARY GOLDBERG & CO., INC.
January 14, 2000 - November 20, 2001
DEAM INVESTOR SERVICES, INC.
March 12, 1999 - November 4, 1999
GLICKENHAUS & CO.
July 29, 1994 - May 24, 1995
SCOTIA CAPITAL (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
WATERMARK SECURITIES, INC.
CRD#: 28683 / SEC#: , 8-43902
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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